| Listed Private Equity Companies are subject to various risks depending on their underlying investments, which could include, but are not limited to, additional liquidity risk, industry risk, non-U.S. security risk, currency risk, credit risk, managed portfolio risk and derivatives risk (derivatives risk is the risk that the value of the Listed Private Equity Companies’ derivative investments will fall because of pricing difficulties or lack of correlation with the underlying investment).
There are inherent risks in investing in private equity companies, which encompass financial institutions or vehicles whose principal business is to invest in and lend capital to privately–held companies. Generally, little public information exists for private and thinly traded companies, and there is a risk that investors may not be able to make a fully informed investment decision.
Listed Private Equity Companies may have relatively concentrated investment portfolios, consisting of a relatively small number of holdings. A consequence of this limited number of investments is that the aggregate returns realized may be adversely impacted by the poor performance of a small number of investments, or even a single investment, particularly if a company experiences the need to write down the value of an investment.
Ordinary brokerage commissions apply.
An investor should consider investment objectives, risks, charges and expenses carefully before investing. Click the link to obtain a prospectus for Class I, Class A or Class R, which contain this and other information, or call 866.759.5679. Read the prospectus carefully before investing.
An investment in the Funds involves risk, including loss of principal.
Asset allocation cannot assure a profit nor protect against a loss.
ALPS Distributors, Inc., distributor for the ALPS Red Rocks Listed Private Equity Fund
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